Docupace Technologies

09/02/2026

Successful audits don't guarantee successful exams. Our new guide breaks down the four things regulators actually evaluate during a trade surveillance review, and where most compliance teams get caught off guard: https://www.docupace.com/where-firms-fail-trade-surveillance/

08/31/2026

Every advisor transition is an investment.

The question is: Are you maximizing the return?

Use our free Advisor Transition Calculator to estimate the operational costs of bringing on a new advisor and discover where greater efficiency can improve your bottom line.

Run the numbers in just a few minutes:
https://www.docupace.com/advisor-transition-calculator/

08/28/2026

Manual processes are costing your RIA more than you think in time, talent and regulatory exposure. Our new whitepaper maps the most common efficiency blockers and explains what to do about them: https://www.docupace.com/ria-guide-how-to-drive-growth-with-ops-efficiency/

08/26/2026

AI is no longer a future trend in wealth management. It's becoming a competitive advantage.

The 2026 WealthStack Study reveals that firms are rapidly expanding their use of AI, from meeting assistants and communications tools to more advanced, agentic AI capabilities that are transforming advisor workflows and operational efficiency. The findings also show that firms embracing these technologies are better positioned to scale and deliver greater value to clients.

Whether you're an advisor, operations leader, or technology executive, this research provides the data and insights you need to benchmark your firm's approach and prepare for what's next.

Download the report:

How technology is driving the growth of wealth management firms and re-shaping the industry.

08/21/2026

16% of fund and wealth firms will disappear by 2027.

Survival depends on smarter operations, better tech, and streamlined workflows. Is your firm ready? https://www.docupace.com/are-high-nigo-rates-costing-your-firm-3-ways-to-streamline-the-opening-of-new-accounts/

08/17/2026

Technology projects are more successful when change management is part of the plan.

The difference is not just the solution. It's the strategy behind adoption.

Our latest guide shares a practical framework for turning good ideas into successful initiatives.

Here's the playbook: https://www.docupace.com/free-guide-winning-internal-buy-in/

08/12/2026

Congratulations to Louis Retief on his promotion to Vice President, SaaS Products at Docupace!

In his new role, Louis will lead the strategy, vision and growth of our SaaS product portfolio, including Hubly and PreciseFP.

Louis shares what excites him most about the opportunity:

"Eighteen months ago, Hubly joined the Docupace family, and what started as an acquisition has quietly become something much bigger — a vision for wealth management that connects data, workflow, compliance, and the client lifecycle to free people to focus on what only they can do.

This role creates the foundation for bringing our best-of-breed products, Hubly and PreciseFP, closer together and pursuing a combined vision: reimagining how advisory and operations teams prioritize, navigate, and execute their work every day to service their clients better.

I'm grateful for the expanded scope and responsibility, and even more so for the teammates I get to do it with. Most of all, this is an opportunity to go deeper for the customers I've been serving since the day I founded Hubly: financial advisors and the back-office teams that power them."

We’re excited to see Louis lead this next chapter. Congratulations, Louis! 👏

08/11/2026

Still managing advisor transitions with spreadsheets, emails, and paper?

There's a better way.

See how firms are reducing manual work and creating a smoother transition experience.

https://www.docupace.com/financial-advisor-transitions/

07/30/2026

Growth doesn't stall because firms can't attract clients.

It stalls when operations can't keep up.

Leading RIAs are reducing onboarding time, improving advisor productivity, and creating better client experiences through automation. Some firms have cut onboarding time from 12 hours to just 1 hour.

Read the guide to learn how operational efficiency is becoming a competitive advantage. https://www.docupace.com/ria-guide-how-to-drive-growth-with-ops-efficiency/

07/28/2026

What separates high-growth wealth management firms from everyone else?

According to The 2026 WealthStack Study, leading firms are making technology a strategic growth driver, not just an operational necessity. From AI adoption and workflow automation to modern wealthtech platforms, the research highlights how top-performing firms are investing to improve advisor productivity, elevate the client experience, and position themselves for long-term success.

If you're evaluating your firm's technology strategy, this report offers valuable benchmarking data and practical insights into where the industry is headed.

Download your copy today:

How technology is driving the growth of wealth management firms and re-shaping the industry.